Nautilus Wealth Management AG (hereinafter referred to as the “Company”) qualifies as an “asset manager” under Art. 367a No. 3 of the Liechtenstein Persons and Companies Act (PGR) and is therefore required to outline its engagement policy in accordance with Art. 367h PGR.

• The Company does not exercise shareholder rights as defined in Art. 367h(1) Nos. 1 and 4 PGR, which are based on engagement in companies in which the Company invests under asset management mandates. In particular, rights related to the general meetings of stock corporations are not exercised. The right to dividends and subscription rights is exercised in consultation with clients.
• The monitoring of significant matters of the companies, as per Art. 367h(1) No. 2 PGR, is conducted by reviewing the statutory reporting of companies in financial statements and ad hoc disclosures.
• There is no exchange of views with company bodies or stakeholders of the companies as per Art. 367h(1) No. 3 PGR.
• Collaboration with other shareholders or relevant stakeholders of the companies, as per Art. 367h(1) Nos. 5 and 6 PGR, does not take place.
• In the event of conflicts of interest as defined in Art. 367h(1) No. 7 PGR, disclosure to the affected parties is made in accordance with legal requirements, and further steps are clarified with them.
• An annual publication regarding the implementation of the engagement policy, as per Art. 367h(2) PGR, does not occur because no such exercise of rights takes place
• The publication of voting behavior, as per Art. 367h(2) PGR, does not occur because the Company does not participate in voting.